EQS-PVR: Nordex SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Tr
EQS Voting Rights Announcement: Nordex SE
Nordex SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
30.07.2024 / 13:22 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
1. Details of issuer
| Name: | Nordex SE |
| Street: | Erich-Schlesinger-Straße 50 |
| Postal code: | 18059 |
| City: | Rostock Germany |
| Legal Entity Identifier (LEI): | 529900HVDYCUWVD0OE76 |
2. Reason for notification
| X | Acquisition/disposal of shares with voting rights |
| X | Acquisition/disposal of instruments |
| Change of breakdown of voting rights | |
| Other reason: |
3. Details of person subject to the notification obligation
| Legal entity: The Goldman Sachs Group, Inc. City of registered office, country: Wilmington, DE, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
| 24 Jul 2024 |
6. Total positions
| % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | |
| New | 0.02 % | 4.97 % | 4.99 % | 236,450,364 |
| Previous notification | 0.06 % | 5.05 % | 5.11 % | / |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN | Absolute | In % | ||
| Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | |
| DE000A0D6554 | 0 | 45,079 | 0.00 % | 0.02 % |
| Total | 45,079 | 0.02 % | ||
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
| Right To Recall | Open | 4,496,683 | 1.90 % | |
| Right Of Use | Open | 3,502,902 | 1.48 % | |
| Convertible Bond | 14.04.2030 | 1,808,936 | 0.77 % | |
| Call Option | 20.09.2024 | 363,200 | 0.15 % | |
| Total | 10,171,721 | 4.30 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
| Swap | 17.07.2034 | Cash | 1,333,589 | 0.56 % | |
| Call Warrant | 31.12.2030 | Cash | 240,470 | 0.10 % | |
| Total | 1,574,058 | 0.67 % |
8. Information in relation to the person subject to the notification obligation
| Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | |
| X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) |
| The Goldman Sachs Group, Inc. | % | % | % |
| GSAM Holdings LLC | % | % | % |
| Goldman Sachs Asset Management, L.P. | % | % | % |
| - | % | % | % |
| The Goldman Sachs Group, Inc. | % | % | % |
| Goldman Sachs (UK) L.L.C. | % | % | % |
| Goldman Sachs Group UK Limited | % | % | % |
| Goldman Sachs International Bank | % | % | % |
| - | % | % | % |
| The Goldman Sachs Group, Inc. | % | % | % |
| Goldman Sachs Bank USA | % | % | % |
| Goldman Sachs Bank Europe SE | % | % | % |
| - | % | % | % |
| The Goldman Sachs Group, Inc. | % | % | % |
| Goldman Sachs & Co. LLC | % | % | % |
| - | % | % | % |
| The Goldman Sachs Group, Inc. | % | % | % |
| Goldman Sachs (UK) L.L.C. | % | % | % |
| Goldman Sachs Group UK Limited | % | % | % |
| Goldman Sachs International | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights | Proportion of instruments | Total of both |
| % | % | % |
10. Other explanatory remarks:
Date
| 30 Jul 2024 |
30.07.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
ncG1vNJzZmilkae4psDSZ5muq5mjsrS%2FyKeqopyVp3uku8xopZ6vo2TAtbvCpKponaGoerHC0WalqKqUmsVuv8RmqZ6klZbApnnAnJqoqpSeu6h506hkmqqknrCtsYxtZ2arlZjBqrvNZmhmp5ZiwamxjLCnoZ9dqbWmecaeqaaZnmLApq%2FUq6CtoZWoerW%2BwJ2gp59dlrC1edaiq6FlpJ2ybrvBo5ycrJmrsm67xWacrqqfpbJuw8idnGacmajBs7XBrquip55ifnF%2Fkm9oampgaw%3D%3D